Public companies face many challenges during an audit of their financials. With heavy burdens from the Securities Act of 1933 and the 1934 Financial Reporting Requirements, public companies can often be subject to astronomical fees to complete these audits. Our team provides beyond the level of service that public companies require to ensure audits are performed accurately and timely. Additionally, we have extensive experience with pre-IPO readiness to assist those looking to go public. 

SEC Services

  • Broker-dealer audits
  • Financial statement audits
  • IPO readiness and due diligence
  • Pre-audit assistance
  • Sarbanes-Oxley Section 404 audits
  • SEC reporting assistance
  • Tax compliance and advisory services
  • Technical accounting assistance

Clients Served

  • Small and mid-cap operating companies
  • Private companies contemplating IPO, reverse merger, or SPAC transactions
  • Companies with foreign operations

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